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What are the requirements of a consent letter?

As required by the Securities and Futures Commission (“SFC”), if you are licensed by / registered with the SFC or a director, employee or representative of an intermediary licensed by / registered with the SFC, you must provide a consent letter of account opening from the intermediary before opening an investment account. The consent letter should contain the following information:

• Your name and ID number

• Name of employer

• CE number (if any)

• Employer’s consent for account holder to open investment account with ZA Bank

• Contact person and contact details of employer

• Name, title and signature of the representative confirming the consent for and on behalf of the employer with company chop

• Consent letter must be issued within three month and cannot be post-dated

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